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Free compliance templates

20 ready-to-use templates covering HIPAA, ABA 512, §7216, Reg S-P, NAIC, NYC LL 144, EU AI Act, and more.

These templates are educational artifacts, not legal advice. PortEden provides capabilities that support your compliance program — compliance with the underlying frameworks remains the customer's responsibility.

HIPAA

HIPAA AI Use Policy (Solo Business Edition)

A ready-to-use AI policy for solo therapy / mental-health businesses.

Legal

ABA Formal Opinion 512 Compliance Checklist

8-item checklist for solo + small firms adopting generative AI.

Legal

Engagement Letter Addendum re: AI Use

Addendum text for client engagement letters covering AI-assisted work.

Tax

IRC §7216 Pre-AI-Use Audit

Audit your tax workflow for §7216 violations before AI integration.

Tax

Rev. Proc. 2013-14 §7216 Consent Form for AI

Client consent form template for AI-assisted return prep.

FTC

WISP Template Updated for AI (FTC Safeguards Rule)

Written Information Security Program template covering AI tooling.

FinServ

Reg S-P 30-Day Breach Notification Letter Builder

Letter template aligned with the SEC Reg S-P notification timeline.

FinServ

Reg S-P Incident Response Plan Template

Incident response plan that meets Reg S-P requirements.

Insurance

NAIC Model Bulletin AIS Program Template (Small Brokerage)

Artificial Intelligence System program template scaled for SMB brokerages.

HR

NYC Local Law 144 Notice Template

Candidate notice template for NYC AEDT compliance.

HR

Colorado AI Act §6-1-1703 Impact Assessment Template

Algorithmic impact assessment template for Colorado employers.

EU

EU AI Act Deployer Compliance Checklist

Deployer obligations checklist for high-risk AI systems.

Quebec

Quebec Law 25 §14 Consent Form

Article 14 consent form for AI processing under Quebec Law 25.

HR

AI Vendor Due Diligence Checklist (HR Edition)

Vetting checklist for HR-vertical AI tooling vendors.

RealEstate

Wire Fraud + AI Risk Audit (Title Companies)

Audit checklist combining traditional wire-fraud risk with AI-introduced vectors.

Legal

Outside Counsel Guidelines AI Addendum (Enterprise)

Addendum text for in-house legal teams updating OCG for AI.

HIPAA

Patient Consent for AI-Assisted Documentation

Patient-facing consent form for AI summarization of clinical sessions.

Agency

Agency-Wide AI Tool Inventory + Client DPA Template

Two-part toolkit for agency procurement teams covering AI tooling.

HR

Multi-State AI Employment Law Tracker

Spreadsheet tracker of every US state + EU AI employment regulation.

Enterprise

AI Acceptable Use Policy (Enterprise)

Org-wide AAUP template for AI tools across regulated enterprises.